Any documents related to Lakshminarayan "Lucky" Srinivasan, Sterling Reit, Gate One FBO, Plains Capital Bank (Securities and Exchange Commission)
| Tracking # |
21-01606-FOIA 21-01605-FOIA 21-01604-FOIA 21-01603-FOIA |
| Multi Request | Any documents related to Lakshminarayan "Lucky" Srinivasan, Sterling Reit, Gate One FBO, Plains Capital Bank |
| Submitted | April 23, 2021 |
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Communications
From: Philip Fairbanks
To Whom It May Concern:
Pursuant to the Freedom of Information Act, I hereby request the following records:
This is a request under the Freedom of Information Act. 5 U.S.C. § 552, et seq.
I request that a copy of the following documents [or documents containing the following information] be provided to me: anything related to Lakshminarayan "Lucky" Srinivasan and/or Plains Capital Bank and/or Sterling Reit and/or Gate One FBO.
As you know, FOIA requires agencies to release information unless it is specifically exempt from disclosure, and also requires agencies to release all reasonably segregable nonexempt portions of documents, i.e., to redact exempt portions of documents and release the rest. See 5 U.S.C. § 552(a)(8). In order to help to determine my status for purposes of determining the applicability of any fees, you should know that I am a freelance journalist and author.
I am currently a reporter for The Latest and various other publications, and this request is made as part of news gathering and not for a commercial use; affiliated with an educational or noncommercial scientific institution, and this request is made for a scholarly or scientific purpose and not for a commercial use; an individual seeking information for personal use and not for a commercial use; affiliated with a private corporation and am seeking information for use in the company’s business.
I am willing to pay fees for this request up to a maximum of $75. If you estimate that the fees will exceed this limit, please inform me first.
I do, however, request a waiver of all fees for this request. Disclosure of the requested information to me is in the public interest because it is likely to contribute significantly to public understanding of the operations or activities of the government as well as potentially protecting future consumers from a financial fraud ring that has operated for nearly 4 decades and is not primarily in my commercial interest. The information will be disseminated via The Latest, a publication where my only pay is my byline and Crimescoop.org which is an ad-free, non-monetized public source of information regarding current, former and ongoing criminal cases and investigations. Sharing more information about the many crimes of "Lucky" and his co-conspirators could potentially prevent more innocent victims. As of late 2020 Lucky was still attempting to defraud victims.
I request that the information I seek be provided in electronic format.
I ask that, if at all possible, my request receive expedited processing because it is in the benefit of the public that these ponzi schemes, real estate fraud, check kiting and other financial crimes continue no further as myself and my co-writer investigative journalist Alissa Fleck believe there is a compelling need to expose the crimes and criminals to safeguard against the cycle continuing.
Thank you for your prompt consideration of this request.
Sincerely,
Philip Fairbanks
The requested documents will be made available to the general public, and this request is not being made for commercial purposes.
In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.
Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.
Sincerely,
Philip Fairbanks
From: Securities and Exchange Commission
From: Securities and Exchange Commission
From: Securities and Exchange Commission
From: Securities and Exchange Commission
From: Securities and Exchange Commission
From: Securities and Exchange Commission
Your request was successfully submitted and sent to the appropriate SEC division or office.
Back to form https://www.sec.gov/forms/request_public_docs
From: Securities and Exchange Commission
From: Securities and Exchange Commission
Mr. Fairbanks,
In your request you did not indicate a particular time frame you were interested in. Is there a certain date range you would like us to search?
Regards,
Joel Hansen
Office of FOIA Services
U.S. Securities & Exchange Commission
100 F. Street, N.E., Suite 2803
Washington, DC 20549-2465
(202) 551-8377
From: Philip Fairbanks
Mr. Hansen,
Thank you so much for getting back to me. The specific years in question would be 2003-2005. It is related to this particular filing involving Gate One FBO.
https://www.sec.gov/Archives/edgar/data/1160544/000131571405000033/sterling10ksbbody.htm
Appreciate your time,
Philip Fairbanks
From: Securities and Exchange Commission
From: Securities and Exchange Commission
From: Securities and Exchange Commission
Mr. Fairbanks,
I wanted to give you an update on your request. Due to the COVID-19 pandemic, we are experiencing an ongoing, temporary impact to some of our normal operations, including processing requests which may be in either paper form or on microfiche. At this time, unless previously released, we are unable to access the potentially responsive records you seek. The SEC remains closed for the foreseeable future. A tentative date of reopening is the January 2022 You have a few options:
1. Continue to wait an undetermined amount of time until we can begin processing your request.
2. Withdraw your FOIA request, once reopened, I will email you to see if you are still interested and reopen your request.
Please let me know how you wish to proceed.
Joel Hansen
Office of FOIA Services
U.S. Securities & Exchange Commission
100 F. Street, N.E., Suite 2803
Washington, DC 20549-2465
(202) 551-8377
From: Securities and Exchange Commission
Mr. Fairbanks,
This is a follow up to the below email regarding your FOIA request. Please let me know how you would like to proceed by November 10, 2021.
Regards,
Joel Hansen
Office of FOIA Services
U.S. Securities & Exchange Commission
100 F. Street, N.E., Suite 2803
Washington, DC 20549-2465
(202) 551-8377
From: Securities and Exchange Commission
Good Morning Mr. Fairbanks,
We have administratively closed your request. You may refile a new FOIA request at any time for the records you are requesting.
Regards,
Joel Hansen
Office of FOIA Services
U.S. Securities & Exchange Commission
100 F. Street, N.E., Suite 2803
Washington, DC 20549-2465
(202) 551-8377
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