Market surveillance

To Whom It May Concern:

Pursuant to the Freedom of Information Act, I hereby request the following records:

Any records or communications concerning NSA briefing or involvement in the SEC securities trading review dated May 15, 2002.

https://unredacted.com/wp-content/uploads/2010/04/9-11-sec-report.pdf

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.

Sincerely,

Alan

Request for Records Search by Securities-Related
Entities, including Brokers, Dealers, Investment
Advisers, Investment Companies, Municipal
Securities Dealers and Transfer Agents



Washington, DC, September 26, 2001 -- On September
23, 2001, President Bush signed an executive order
freezing United States assets of and blocking
transactions with 27 individuals and organizations.
The Federal Bureau of Investigation has also published
a list of people who are under investigation in
connection with the World Trade Center and Pentagon
attacks. The Commission asks that all securities-
related entities (whether or not registered with the
SEC) voluntarily check their records for any
relationships or transactions with the individuals and
organizations named in the executive order or FBI's
list. Names on those lists are set forth below.

https://web.archive.org/web/20011010225455/http://www.sec.gov/news/press/2001-103.txt

As described above, part of the SEC review included any types of financial transactions, investments, institutions, and organizations that are considered to pose a threat to US national security interests. Please search any possible records related to the SEC requests and review.

Thank you for your assistance